社名非公開 | Legal & Compliance Officer, AVP/VP

米国で50年以上前に誕生した資産運尿会社で、世界20数か国に拠点を持つ。日本での歴史も30年以上に及び、外資系の中でも早期に日本進出を果たした。ポートフォリオの中核をなすのは、アクティブ運用商品。

企業名

非公開

年収イメージ

1600万円〜2000万円（経験・能力を考慮の上当社規定により決定）

仕事内容

1. Marketing material and documents reviews
2. Registration / reporting to the financial regulators and associations (JITA, JIAA, JSDA and Type II Association).
3. Review/create/update internal rules and policies.
4. Communicate with overseas colleagues (Legal & Compliance as well as other divisions such as business and investment team).
5. Review contracts (ITM fund trust deeds, IMAs, general contracts)
6. Review investment guidelines
7. Provide employees with compliance training and guidance on regulatory and policy requirements.
8. Handle asset management general compliance matters
9. Handle incidents and risk management related matters

必要スキル

Experience and basic knowledge on asset management businesses such as ITM funds, offshore funds, public disclosure and private alts etc. in Japan are plus. But potential is also considered.
Communication skill in Japanese and English. As for English, reading and writing skills are important.
Legal background and relevant experience in compliance/risk management are plus
Team player

雇用形態

正社員（期間の定め無し）

勤務地

東京都